Overview of U.S. Export Controls

• U.S. Export Control Policy & Primary Regulations (ITAR/EAR/OFAC)
• Key Governing Agencies & ITAR Compliance Resources

ITAR Controlled Activities

• Exports, Reexports, and Retransfers
• Technical Data Releases to Foreign Persons
• Defense Services
• Temporary Imports & Other Controlled Activities
• Prohibited Countries & Ineligible Parties

Controlled Items

 – with EXERCISES WORKSHOP

• Jurisdiction: ITAR vs. EAR; Definition of “Defense Article”
• The U.S. Munitions List & “Order of Review”
• “Specially Designed” & Special Classification Issues
• Commodity Jurisdiction Determinations
  

Technical Data

 – with EXERCISES WORKSHOP

• Technical Data in the ITAR & 与防御文章直接相关的软件
• Public Domain Information
  

Registration and Empowered Officials

• Registration Requirement & How to Register with DDTC
• Obligations of Registrants
• 指定“获授权官员”的考虑
  

Exemptions

 – with EXERCISES WORKSHOP

• What are Exemptions? / Excluded Items & Countries
• Public Shows; Temporary Imports Exemptions
• Technical Data Exemptions; Allies Maintenance Exemption
• Canada, UK & Australia Exemptions
• US Government Exemptions; Foreign Military Sales (FMS) Exemption
  

Licenses

• Licenses vs. Agreements
• The Art of the License Application
• DTrade / DSP-5 Applications
• Marketing & Foreign Person Employment Licenses
• License Amendments
  

Agreements

– with EXERCISES WORKSHOP

• 制造许可协议和技术援助协议
• Agreement Application & Agreement Guidelines
• Scoping Agreements
• Sublicensing
• Dual/Third Country National Employees
• Handling Hardware in Agreements
• Warehouse & Distribution Agreements
• Agreement Amendments
• Government Review Process
• Congressional Notification
• Checking License Status
• Expedited Licensing Programs
  

Administration

• Destination Control Statement
• 自动出口系统:电子出口信息归档(EEI)
• Routed Export Transactions, Schedule B & HTS Classification
• Working with Agents:  Freight Forwarders & Customs Brokers
• 硬件、技术数据和国防服务出口清关要求
• Exemptions Recordkeeping & Agreement Administration

Compliance Programs

• 建立有效的合规程序:模型 & Structure
• Licensing vs. Compliance; Who is Responsible?
• Key Elements of a Program
• Written Programs & Procedures / Recordkeeping Requirements

Export Control Reform & Recent Developments

• ECR和现有许可/协议过渡规则
• Latest ECR Regulatory Changes
• Other Recent Developments in the ITAR

Special ITAR Issues

– with EXERCISES WORKSHOP

• 经纪:要求，注册，事先批准 & Reporting
• Political Contributions, Fees & Commissions
  

ITAR Enforcement

• Enforcing Agencies: US Customs & Border Protection
• Enforcement Methods, Fines & Penalties
• What Constitutes an ITAR Violation?
• Personal Liability for Civil Penalties
• Subpoenas, Investigations & Voluntary Self-Disclosure Considerations
• Case Studies:  Recent Enforcement & Audit Actions
  

*可更改议程项目的时间和顺序

Introduction to the EAR

• U.S. Export Control Policy & Primary Regulations (ITAR/EAR/OFAC)
• Roadmap to Parts of the EAR

Controlled Activities

• 受控项目/活动:商品、软件和技术
• Exports, Reexports & In-country Transfers
• Non-U.S. Origin Items Produced with U.S. Origin Content or Technical Data
• Deemed Exports and Reexports
• Other Regulated Activities

Classification

 – with EXERCISES WORKSHOP

• Jurisdiction: EAR vs. ITAR; Which Agency Has Authority?
• 如何对项目进行分类:确定和阅读ECCN
• 商务控制清单:EAR99, 600系列，和其他eccn
• Order of Review
• “特别设计”的定义、例外 & Implications
• Requesting an Official Classification
  

Technology & Software Classifications

 – with EXERCISES WORKSHOP

• Determining ECCN for Technology & Software
• 技术和软件“出口”的定义
• Items Not Subject to the EAR; “Publicly Available”
• 基础研究/教育信息/专利申请

No License Required (NLR)

 – with EXERCISES WORKSHOP